Broadridge Sentry

- SOC 2 Type 2Reviewed 2026-10-16View source

• SOC 2 Type 2 unqualified opinion related to information security (Annually)Reviewed 2026-10-16View source

- SOC 2 + HITRUSTReviewed 2026-10-16View source

• There are two relevant categories of SOC reports: – SOC 1: Controls relevant to internal control over financial reporting – SOC 2: Controls relevant to one or more of the Trust Services Principles (Security, Availability, Processing integrity, Confidentiality, or Privacy).Reviewed 2026-10-16View source

Before relying on it
Request the current audit report, scope, exceptions and expiry; confirm the vendor entity.

The vulnerability affects Citrix NetScaler ADC and Citrix NetScaler Gateway deployments only when the relevant version and SAML configuration conditions are present.Reviewed 2026-10-16View source

For NetScaler ADC and NetScaler Gateway version 13.1, Citrix identifies deployments before 13.1-64.23 as affected only when configured as a SAML service provider or SAML identity provider.Reviewed 2026-10-16View source

Before relying on it
Test SSO enforcement, user removal and privileged-account recovery.

Before relying on it
Test least-privilege roles and cross-tenant access with separate test accounts.

Broadridge provides perimeter controls to detect unauthorized access to work areas within Broadridge Facilities and creates an audit trail of all access attempts, whether granted or refused.Reviewed 2026-10-16View source

Before relying on it
Verify administrative and data-access events, retention and export.

Before relying on it
Review DPA, subprocessors, retention, deletion, residency and AI training use.

- Incident ResponseReviewed 2026-10-16View source

## Incident ResponseReviewed 2026-10-16View source

Before relying on it
Request SLA, incident history, recovery targets and support escalation terms.

– The external auditors test Broadridge’s assertion that there is a 100% confidence level that the accuracy of Broadridge’s votes, in this category is, 100% – Vote transactions under the 50,000 threshold are reviewed internally via random testing, utilizing a statistical sampling method.Reviewed 2026-10-16View source

– The external auditors test Broadridge’s assertion that there is a 99% confidence level that the accuracy of Broadridge’s votes, in this category is, 99.8% includes Electronic and Paper ballotsReviewed 2026-10-16View source

Before relying on it
Run a representative pilot against your current workflow; measure errors, missed cases, time saved and human review cost.